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Audit Senior - Internal Audit Senior

Location: NYC, NY
Job Type: Direct Hire
Degree: Bachelor;
Date: 8/3/2017
Job ID: 02508485
Job Description

Senior Internal Auditor 

Our client a large international organization involved us to search for a Senior Internal Auditor with solid Financial Services experience for their New York offices.

Responsibilities

  • Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
  • Develop audit programs, working papers, and internal audit reports
  • Assist in preparing risk assessments and annual audit plans for financial services clients
  • Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
  • Identify and communicate findings to senior management and client personnel
  • Understand firm service offerings and mentor associates, interns, and new hires

Qualifications

  • Three years of experience performing internal or external audits for a consulting or financial services firm with demonstrated leadership skills and experience with auditing tools
  • One year of experience with key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
  • Bachelor’s degree from an accredited college/university in an appropriate field; CPA, CIA or CISA preferred
  • Working knowledge of business processes, financial instruments, and derivative products and an understanding of associated risks and controls in the investment banking and broker dealer industries including front, middle, and back-office capital markets activities
  • Travel may be up to 80-100%
  • Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

 

JOB DESCRIPTION

  • Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
  • Develop audit programs, working papers, and internal audit reports
  • Assist in preparing risk assessments and annual audit plans for financial services clients
  • Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
  • Identify and communicate findings to senior management and client personnel
  • Understand firm service offerings and mentor associates, interns, and new hires

QUALIFICATIONS

 

  • Three years of experience performing internal or external audits for a consulting or financial services firm with demonstrated leadership skills and experience with auditing tools
  • One year of experience with key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
  • Bachelor’s degree from an accredited college/university in an appropriate field; CPA, CIA or CISA preferred
  • Working knowledge of business processes, financial instruments, and derivative products and an understanding of associated risks and controls in the investment banking and broker dealer industries including front, middle, and back-office capital markets activities
  • Travel may be up to 80-100%
  • Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

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